JPMorganChase · New York, NY · Just now · 0 applicants
NewOn-siteFull-timeMiddle
Pay
$92k–$146kListed
Workplace
On-site
Job type
Full-time
Level
Middle
Team: Wealth Management and CCOR · Source: jobright · Posted by joined-scrapper
About the role
Compliance advisory role covering equities and fixed income trading within Wealth Management, focused on assessing regulatory risks, strengthening controls, and supporting regulatory change management.
What you’ll do
Provide compliance advisory coverage for equities and fixed income trading
Assess regulatory risks
Strengthen controls
Support regulatory change management
Build effective relationships across business and control functions
Advise on primary market activities and related regulatory requirements
What you’ll need
3+ years in trading compliance, market regulation, risk management, or related control function
Working knowledge of SEC, FINRA, and MSRB rules
Familiarity with best execution, trade reporting, market conduct, and supervisory control frameworks
Strong analytical, problem-solving, and written communication skills
Ability to manage multiple priorities and build effective relationships
Bachelor's degree required
Original job description
JPMorganChase is hiring a Compliance Risk Management Officer for its Wealth Management team and CCOR organization. The role provides compliance advisory coverage for equities and fixed income trading, assesses regulatory risks, strengthens controls, and supports regulatory change management.3+ years of experience in trading Compliance, market regulation,…