Senior Risk Manager - Operations at Edward Jones · United States · Joined
EJ
Senior Risk Manager - Operations
Edward Jones · United States · Just now · 0 applicants
NewRemoteFull-timeSenior
Pay
Pay not listed
Workplace
Remote
Job type
Full-time
Level
Senior
Team: Operations · Source: jobright · Posted by joined-scrapper
About the role
Edward Jones seeks a Senior Risk Manager for Operations to oversee risk management, control oversight, audits, and regulatory readiness for Customer Loans, focusing on margin and securities-based lending products. The role involves assessing operational, regulatory, and reputational risks, partnering with teams on process improvements, and requires SIE, Series 99, and Series 7 certifications.
What you’ll do
Support risk management, control oversight, audit and exam inquiries, and regulatory readiness for Customer Loans
Assess and monitor operational, regulatory, financial, and reputational risks affecting margin and securities-based lending products
Partner across the firm on controls, process improvements, and business initiatives
Facilitate discussions related to risks, controls, processes, and business issues with stakeholders
What you’ll need
SIE and Series 99 required within 120 days of start date
Series 7 required within 12 months of start date
Proficiency in Microsoft Word, Excel, PowerPoint, Visio, and other software applications
Experience supporting operational risk management, audit, compliance, or regulatory activities
Experience with bank-offered securities-based lending products, margin accounts, and cash account trading activities
Strong analytical, problem-solving, and root cause analysis skills
Original job description
Edward Jones is hiring a Senior Risk Manager to support risk management, control oversight, audit and exam inquiries, and regulatory readiness for Customer Loans. The role assesses and monitors operational, regulatory, financial, and reputational risks affecting margin and securities-based lending products and servicing operations, while partnering across…