Associate Principal Analyst, Risk Monitoring at FINRA · Boston, MA · Joined
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Associate Principal Analyst, Risk Monitoring
FINRA · Boston, MA · Just now · 0 applicants
NewHybridFull-timeMiddle
Pay
$97k–$173kListed
Workplace
Hybrid
Job type
Full-time
Level
Middle
Team: Risk Monitoring · Source: jobright · Posted by joined-scrapper
About the role
FINRA is hiring an Associate Principal Analyst to conduct risk monitoring and ongoing risk assessments of member firms. The role identifies emerging risks, analyzes regulatory intelligence, and supports regulatory responses while mentoring staff and contributing to technology initiatives.
What you’ll do
Conduct risk monitoring and ongoing risk assessments of member firms
Identify existing and emerging risks
Analyze regulatory intelligence
Support regulatory responses to address higher-risk areas
Mentor staff
Contribute to special projects and technology initiatives
What you’ll need
Bachelor's degree in Finance, Accounting, Business or related field, or equivalent experience
Demonstrated analytical skills and financial industry experience
Experience with one or more inherent industry risks such as fraud, money laundering, or market
FINRA Securities Industry Essentials (SIE) certification or equivalent within 16 months
Intermediate knowledge of FINRA risk fundamentals and securities rules and regulations
Intermediate proficiency in Microsoft Excel and Word
Original job description
FINRA is hiring an Associate Principal Analyst, Risk Monitoring to conduct risk monitoring and ongoing risk assessments of member firms. The role identifies existing and emerging risks, analyzes regulatory intelligence, and supports regulatory responses while mentoring staff and contributing to special projects and technology initiatives.Bachelor's Degree…