Compliance Analyst, Trade Reporting at TradeStation · United States · Joined
T
Compliance Analyst, Trade Reporting
TradeStation · United States · Just now · 0 applicants
NewRemoteFull-timeMiddle
Pay
$78k–$88kListed
Workplace
Remote
Job type
Full-time
Level
Middle
Team: Compliance · Source: jobright · Posted by joined-scrapper
About the role
TradeStation seeks a Compliance Analyst to support daily regulatory reporting for its broker-dealer and FCM, including monitoring submissions, resolving exceptions, and responding to regulatory requests. The role requires Series 7 and offers remote work with a salary range of $78K-$88K.
What you’ll do
Support daily regulatory reporting operations for broker dealer and FCM
Monitor submissions of trade reports
Investigate and resolve reporting exceptions
Respond to regulatory requests
Support compliance controls and testing
Collaborate with internal teams and external reviewers
What you’ll need
Series 7 license (or obtain within 90 days)
Series 3 license
Bachelor's degree
3+ years of compliance, regulatory, or financial services experience
Strong verbal and written communication skills
Strong Excel skills and attention to detail
Original job description
TradeStation is seeking a Compliance Analyst for Trade Reporting to support daily regulatory reporting operations for its broker dealer and FCM. The role monitors submissions, investigates and resolves reporting exceptions, responds to regulatory requests, supports compliance controls and testing, and collaborates with internal teams and external reviewers.…