BRG seeks a Consultant or Managing Consultant to support client workstreams in capital markets regulatory compliance, risk management, and advisory for financial institutions, while contributing to practice development. The role involves oversight, risk assessments, compliance testing, and project management.
What you’ll do
Support and oversee client workstreams addressing capital markets regulatory compliance, risk management, and advisory needs
Contribute to practice development
Conduct risk and control assessments and develop process maps and workflows
Conduct markets compliance testing and financial harm analysis
Plan and coordinate work, guide staff, review deliverables
Manage client communications
What you’ll need
Minimum 4 years of relevant experience in regulatory compliance, supervision, or risk management
Bachelor's degree or equivalent work experience
Minimum 6 years of direct experience with SEC, FINRA, CFTC, NFA, or state regulatory requirements
Demonstrated experience conducting risk and control assessments, process mapping, compliance testing, and financial harm analysis
Proven project or program management experience
Must be able to work in the U.S. without company sponsorship
Original job description
BRG is seeking a Consultant or Managing Consultant for its Financial Institutions Advisory practice. The role supports and oversees client workstreams addressing capital markets regulatory compliance, risk management, and advisory needs, while contributing to practice development.Minimum four (4) years of relevant experience in regulatory compliance,…