LPL Financial · Tempe, AZ · Just now · 0 applicants
NewOn-siteFull-timeMiddle
Pay
$28–$47/hrListed
Workplace
On-site
Job type
Full-time
Level
Middle
Source: jobright · Posted by joined-scrapper
About the role
LPL Financial is seeking an AML Analyst in Tempe, AZ to help detect, investigate, and prevent financial crimes by reviewing referrals, customer transactions, screening alerts, and client due diligence. The role supports regulatory and internal compliance for a wealth management firm.
What you’ll do
Detect, investigate, and prevent financial crimes
Analyze referrals
Review customer transactions
Review screening alerts
Perform client due diligence
Ensure regulatory and internal compliance
What you’ll need
Bachelor's degree
1–3 years of experience in AML, compliance, or fraud investigations
Knowledge of AML regulations and financial crime typologies
Analytical and problem-solving abilities
Attention to detail and investigative mindset
CAMS, CFE, or FINRA licenses (SIE or Series 7)
Original job description
LPL Financial is hiring an AML Analyst to support efforts to detect, investigate, and prevent financial crimes. The role analyzes referrals, customer transactions, screening alerts, and client due diligence to help ensure regulatory and internal compliance.Bachelor's degree1–3 years of experience in AML, compliance, or fraud investigationsKnowledge of…