Suitability Analyst at Horace Mann · United States · Joined
HM
Suitability Analyst
Horace Mann · United States · Just now · 0 applicants
NewRemoteFull-timeMiddle
Pay
$66k–$92kListed
Workplace
Remote
Job type
Full-time
Level
Middle
Team: Broker-Dealer Compliance · Source: jobright · Posted by joined-scrapper
About the role
Horace Mann seeks a Suitability Analyst to support its Broker-Dealer Compliance team by reviewing transactions for suitability, supporting registered representatives, and maintaining regulatory documentation. The role requires FINRA licenses and experience in brokerage or insurance compliance.
What you’ll do
Review financial services transactions and applications for suitability
Support registered representatives
Maintain regulatory documentation
Contribute to surveillance activities
Participate in training
Assist with process improvements
What you’ll need
High school diploma or GED
2+ years of insurance or brokerage experience
FINRA Series 6 or 7
FINRA Series 26 or 24
Strong analytical and critical-thinking skills
Ability to manage multiple priorities in a regulated environment
Original job description
Horace Mann is seeking a Suitability Analyst to support its Broker-Dealer Compliance team. The role reviews financial services transactions and applications for suitability, supports registered representatives, maintains regulatory documentation, and contributes to surveillance, training, and process improvements.H.S. Diploma or GED required2+ years of…